购彩平台官网

歡迎來到長春市新興產業股權投資基金有限公司官網!

資訊中心

政策法規

您當前的位置: 網站首頁 >政策法規

SIMUTOUZIJIJINMUJIXINGWEIGUANLIBANFA

购彩平台官网ZUOZHE:YIMING  |  LAIYUAN:BENZHANYUANCHUANG  |  SHIJIAN:2017-05-02

私募投資基金募集行為管理辦法

第一章 總則

购彩平台官网 DIYITIAO [ZHIDINGYIJU]WEILEGUIFANSIMUTOUZIJIJIN(YIXIAJIANCHENGSIMUJIJIN)DEMUJIXINGWEI,CUJINSIMUTOUZIJIJINXINGYEJIANKANGFAZHAN,BAOHUTOUZIZHEJIXIANGGUANDANGSHIRENDEHEFAQUANYI,GENJU《ZHENGQUANTOUZIJIJINFA》、《SIMUTOUZIJIJINJIANDUGUANLIZANXINGBANFA》(YIXIAJIANCHENG《ZANXINGBANFA》)DENGFALVFAGUIDEGUIDING,ZHIDINGBENBANFA。

DIERTIAO [SHIYONGFANWEI]SIMUJIJINGUANLIREN、ZAIZHONGGUOZHENGJIANHUIZHUCEQUDEJIJINXIAOSHOUYEWUZIGEDEJIGOU(YIXIATONGCHENGMUJIJIGOU)JIQICONGYERENYUANYIFEIGONGKAIFANGSHIXIANGTOUZIZHEMUJIZIJINDEXINGWEISHIYONGBENBANFA。

ZAIZHONGGUOZHENGQUANTOUZIJIJINYEXIEHUI(YIXIAJIANCHENGZHONGGUOJIJINYEXIEHUI)BANLISIMUJIJINGUANLIRENDENGJIDEJIGOU,ZAIZHONGGUOZHENGJIANHUIZHUCEQUDEJIJINXIAOSHOUYEWUZIGEQIECHENGWEIZHONGGUOJIJINYEXIEHUIHUIYUANDEJIGOU(YIXIAJIANCHENGJIJINXIAOSHOUJIGOU)KEYICONGSHISIMUJIJINDEMUJIHUODONG,QITARENHEJIGOUHEGERENBUDECONGSHISIMUJIJINDEMUJIHUODONG。

BENBANFASUOCHENGMUJIXINGWEIBAOHANTUIJIESIMUJIJIN,FASHOUJIJINFENE(QUANYI),BANLIJIJINFENE(QUANYI)REN/SHENGOU(RENJIAO)、SHUHUI(TUICHU)DENGHUODONG。

购彩平台官网 DISANTIAO [JIJINYEWUWAIBAOFUWUJIGOU]JIJINYEWUWAIBAOFUWUJIGOUJIUQICANYUSIMUJIJINMUJIYEWUDEHUANJIESHIYONGBENBANFA。

购彩平台官网 BENBANFASUOCHENGDEJIJINYEWUWAIBAOFUWUJIGOUBAOKUOWEISIMUJIJINGUANLIRENTIGONGMUJIFUWUDEJIJINXIAOSHOUJIGOU,WEISIMUJIJINMUJIJIGOUTIGONGZHIFUJIESUANFUWU、SIMUJIJINMUJIJIESUANZIJINJIANDU、FENEDENGJIDENGYUSIMUJIJINMUJIYEWUXIANGGUANFUWUDEJIGOU。QIANSHUJIJINYEWUWAIBAOFUWUJIGOUYINGDANGZUNSHOU《JIJINYEWUWAIBAOFUWUZHIYIN》DEXIANGGUANGUIDING。

DISITIAO [CONGYERENYUAN]CONGSHISIMUJIJINMUJIYEWUDERENYUANYINGDANGJUYOUJIJINCONGYEZIGE,YINGDANGZUNSHOUFALV、XINGZHENGFAGUIHEZHONGGUOJIJINYEXIEHUIDEZILVGUIZE,KESHOUZHIYEDAODEHEXINGWEIGUIFAN,YINGDANGCANJIAHOUXUZHIYEPEIXUN。

DIWUTIAO [XINGYEZILV]ZHONGGUOJIJINYEXIEHUIYIZHAOFALVFAGUI、ZHONGGUOZHENGJIANHUIXIANGGUANGUIDINGJIZHONGGUOJIJINYEXIEHUIZILVGUIZE,DUISIMUJIJINMUJIHUODONGSHISHIZILVGUANLI。

第二章 一般規定

DILIUTIAO [GUANLIRENDEZEREN]SIMUJIJINGUANLIRENYINGDANGKEJINZHISHOU,LVXINGCHENGSHIXINYONG、JINSHENQINMIANYIWU,YINGDANGLVXINGSHOUTUORENYIWU,CHENGDANJIJINHETONGDESHOUTUOZEREN,YINGDANGLVXINGHELIDEZHUYIYIWU,BINGCHENGDANSHENCHATOUZIZHESHIDANGXINGDEXIANGGUANZEREN。

购彩平台官网 SIMUJIJINGUANLIRENWEITUOJIJINXIAOSHOUJIGOUMUJISIMUJIJINDE,YINGDANGANZHAOFALVFAGUIDEGUIDINGLVXINGBAOGAOYUXINXIPILUYIWU;SIMUJIJINGUANLIRENBUDEYINWEITUOMUJIMIANCHUQIYIFAYINGDANGCHENGDANDEZEREN。

购彩平台官网 DIQITIAO [JIJINXIAOSHOUJIGOUDEZEREN]JIJINXIAOSHOUJIGOUYINGDANGZUNSHOUFALVFAGUI、BENBANFADEGUIDINGJIJIJINXIAOSHOUXIEYIDEGUIDING,CHENGSHIXINYONG、QINMIANJINZE、KEJINZHISHOU,FANGZHILIYICHONGTU,LVXINGSHUOMINGYIWU,HELIDEZHUYIYIWU,CHENGDANTEDINGDUIXIANGDIAOCHA,SIMUJIJINTUIJIEJIHEGETOUZIZHEQUERENDENGXIANGGUANZEREN。

JIJINXIAOSHOUJIGOUJIQICONGYERENYUANBUDECONGSHIQINZHANJIJINZICHANHEKEHUZICHAN、LIYONGJIJINWEIGONGKAIXINXIJINXINGJIAOYIDENGWEIFAHUODONG。

DIBATIAO [JIJINXIAOSHOUXIEYI]SIMUJIJINGUANLIRENWEITUOJIJINXIAOSHOUJIGOUMUJISIMUJIJINDE,YINGDANGQIANDINGJIJINXIAOSHOUXIEYIZUOWEIJIJINHETONGDEFUJIAN,JIJINXIAOSHOUXIEYIZHONGYINGDANGMINGQUEGUANLIREN、JIJINXIAOSHOUJIGOUDEQUANLIYIWUYUZERENHUAFEN,BINGYOUJIJINXIAOSHOUJIGOUFUZEXIANGTOUZIZHESHUOMINGXIANGGUANNEIRONG。

DIJIUTIAO [HELIDEZHUYIYIWU]RENHEJIGOUHEGERENBUDEWEIGUIBIHEGETOUZIZHEBIAOZHUNMUJIYISIMUJIJINFENEHUOQISHOUYIQUANWEITOUZIBIAODEDECHANPIN,HUOZHEJIANGSIMUJIJINFENEHUOQISHOUYIQUANJINXINGCHAIFENZHUANRANG,BIANXIANGTUPOHEGETOUZIZHEBIAOZHUN。MUJIJIGOUYINGDUITOUZIZHEJINDAOHELIDEZHUYIYIWU,BAOKUODANBUXIANYU:

(YI)QUEBAOTOUZIZHEYISHUMIANFANGSHICHENGNUOQIWEIZIJIGOUMAISIMUJIJIN;

购彩平台官网 (ER)ZAIJIJINHETONGZHONGYUEDINGZHUANRANGDETIAOJIAN。

RENHEJIGOUHEGERENBUDEYIFEIFACHAIFENZHUANRANGWEIMUDEGOUMAISIMUJIJIN。

DISHITIAO [BAOMIYIWU]MUJIJIGOUYINGDANGDUITOUZIZHEDESHANGYEMIMIJIGERENXINXIYANGEBAOMI。CHUFALVFAGUIHEZILVGUIZELINGYOUGUIDINGDE,BUDEDUIWAIPILU。

购彩平台官网 DISHIYITIAO [TOUZIZHEZILIAOBAOCUNYIWU]MUJIJIGOUYINGDANGTUOSHANBAOCUNTOUZIZHESHIDANGXINGGUANLIYIJIQITAYUSIMUJIJINMUJIYEWUXIANGGUANDEZILIAO,BAOCUNQIXIANZIJIJINQINGSUANZHONGZHIZHIRIQIBUDESHAOYU10NIAN。

购彩平台官网 DISHIERTIAO [MUJIZHUANYONGZHANGHUKAILI]SIMUJIJINGUANLIRENYINGDANGYUJIANDUJIGOULIANMINGKAILISIMUJIJINMUJIJIESUANZIJINZHUANYONGZHANGHU,TONGYIGUIJISIMUJIJINMUJIJIESUANZIJIN。BENBANFASUOSHUSIMUJIJINMUJIJIESUANZIJINSHIZHIYOUSIMUJIJINGUANLIRENGUIJIDE,ZAIHEGETOUZIZHEZIJINZHANGHUYUSIMUJIJINCAICHANZHANGHUHUOTUOGUANZHANGHUZHIJIANHUAZHUANDEWANGLAIZIJIN。MUJIJIESUANZIJINCONGHEGETOUZIZHEZIJINZHANGHUHUACHU,DAODASIMUJIJINCAICHANZHANGHUHUOTUOGUANZHANGHUZHIQIAN,SHUYUHEGETOUZIZHEHEFACAICHAN。

JIANDUJIGOUZHIZHONGGUOZHENGQUANDENGJIJIESUANYOUXIANZERENGONGSIHEQUDEJIJINXIAOSHOUYEWUZIGEDESHANGYEYINXINGHUOZHENGQUANGONGSI。ZHONGGUOJIJINYEXIEHUIGULISIMUJIJINGUANLIRENYUZAIZHONGGUOJIJINYEXIEHUIBANLIDENGJIDEJIANDUJIGOULIANMINGKAILIMUJIJIESUANZIJINZHUANYONGZHANGHU。

购彩平台官网 QUDEJIJINXIAOSHOUYEWUZIGEDESHANGYEYINXING、ZHENGQUANGONGSIDENGDAXINGJIGOUZIXINGMUJISIMUJIJINDE,KEYIYIZISHENMINGYIKAILIMUJIJIESUANZIJINZHUANYONGZHANGHU,DANXUXIANGZHONGGUOJIJINYEXIEHUIBAOGAOXIANGGUANFENGKONGZHIDU。

DISHISANTIAO [DUIMUJIZHUANYONGZHANGHUDEJIANDU]SIMUJIJINGUANLIRENYINGDANGYUJIANDUJIGOUQIANSHUJIANDUXIEYI,JIANDUJIGOUFUZEDUIMUJIJIESUANZIJINZHUANYONGZHANGHUSHISHIYOUXIAOJIANDU。JIANDUXIEYIZHONGXUMINGQUEFANXIQIANYIWULVZHI、ZERENHUAFENJIBAOZHANGTOUZIZHEZIJINANQUANDELIANDAIZERENTIAOKUAN。

DISHISITIAO [ZIJINANQUAN]SHEJISIMUJIJINMUJIJIESUANZIJINZHUANYONGZHANGHUKAILI、SHIYONGDEJIGOUBUDEJIANGSIMUJIJINMUJIJIESUANZIJINGUIRUQIZIYOUCAICHAN。JINZHIRENHEDANWEIHUOZHEGERENYIRENHEXINGSHINUOYONGSIMUJIJINMUJIJIESUANZIJIN。XIANGGUANJIGOUPOCHANHUOZHEQINGSUANSHI,SIMUJIJINMUJIJIESUANZIJINBUSHUYUQIPOCHANCAICHANHUOZHEQINGSUANCAICHAN。

第三章 特定對象調查

DISHIWUTIAO [GONGKAIXUANCHUANXINXI]MUJIJIGOUJINKEYITONGGUOHEFATUJINGGONGKAIXUANCHUANSIMUJIJINGUANLIRENDEPINPAI、FAZHANZHANLVE、TOUZICELVEYIJIYOUZHONGGUOJIJINYEXIEHUIGONGSHIDEYIBEIANSIMUJIJINDEJIBENXINXI。

购彩平台官网 MUJIJIGOUYINGQUEBAOQIANSHUXINXIZHENSHI、ZHUNQUE、WANZHENG,QIEBUDEBAOHANJIJINCHANPINDETUIJIENEIRONG。

购彩平台官网 DISHILIUTIAO [XIANGTEDINGDUIXIANGTUIJIE]MUJIJIGOUYINGDANGXIANGTEDINGDUIXIANGTUIJIESIMUJIJIN,WEIJINGTEDINGDUIXIANGDIAOCHACHENGXU,BUDEXIANGRENHERENTUIJIESIMUJIJIN。

DISHIQITIAO [TEDINGDUIXIANGDIAOCHACHENGXU]MUJIJIGOUYINGDANGZAIXIANGTOUZIZHETUIJIESIMUJIJINZHIQIANCAIQUWENJUANDIAOCHADENGFANGSHILVXINGTEDINGDUIXIANGDIAOCHACHENGXU,DUITOUZIZHEFENGXIANSHIBIENENGLIHEFENGXIANCHENGDANNENGLIJINXINGPINGGU,TOUZIZHEQIANZICHENGNUOQIFUHEHEGETOUZIZHEBIAOZHUN。

TOUZIZHEDEPINGGUJIEGUOYOUXIAOQIZUICHANGBUDECHAOGUO3NIAN,YUQIXUZHONGXINJINXINGTOUZIZHEFENGXIANPINGGU。TOUZIZHEFENGXIANCHENGDANNENGLIFASHENGZHONGDABIANHUASHI,KEZHUDONGSHENQINGDUIZISHENFENGXIANCHENGDANNENGLIJINXINGZHONGXINPINGGU。

DISHIBATIAO [DIAOCHAWENJUANNEIRONG]MUJIJIGOUSHEJITOUZIZHEFENGXIANDIAOCHAWENJUANSHIYINGJIANLIKEXUEYOUXIAODEPINGGUFANGFA,QUEBAOWENJUANJIEGUOYUTOUZIZHEDEFENGXIANSHIBIENENGLIHEFENGXIANCHENGDANNENGLIXIANGPIPEI。DIAOCHAWENJUANZHUYAONEIRONGYINGBAOKUODANBUXIANYUYIXIAFANGMIAN:

购彩平台官网 (YI)TOUZIZHEJIBENXINXI,QIZHONGGERENTOUZIZHEJIBENXINXIBAOKUOSHENFENXINXI、NIANLING、XUELI、ZHIYE、LIANXIFANGSHIDENGXINXI;JIGOUTOUZIZHEJIBENXINXIBAOKUOGONGSHANGDENGJIZHONGDEBIBEIXINXI、LIANXIFANGSHIDENGXINXI;

(ER)CAIWUZHUANGKUANG,QIZHONGGERENTOUZIZHECAIWUZHUANGKUANGBAOKUOJINRONGZICHANZHUANGKUANG、ZUIJINSANNIANGERENNIANJUNSHOURU、SHOURUZHONGKEYONGYUJINRONGTOUZIDEBILIDENGXINXI;JIGOUTOUZIZHECAIWUZHUANGKUANGBAOKUOJINGZICHANZHUANGKUANGDENGXINXI;

购彩平台官网 (SAN)TOUZIZHISHI,BAOKUOJINRONGFALVFAGUI、TOUZISHICHANGHECHANPINQINGKUANG、DUISIMUJIJINFENGXIANDELEJIECHENGDU、CANJIAZHUANYEPEIXUNQINGKUANGDENGXINXI;

(SI)TOUZIJINGYAN,BAOKUOTOUZIQIXIAN、SHIJITOUZICHANPINLEIXING、TOUZIJINRONGCHANPINDESHULIANG、CANYUTOUZIDEJINRONGSHICHANGQINGKUANGDENG;

购彩平台官网 (WU)FENGXIANPIANHAO,BAOKUOTOUZIMUDE、FENGXIANYANECHENGDU、JIHUATOUZIQIXIAN、TOUZICHUXIANBODONGSHIDEJIAOLVZHUANGTAIDENG。

DUITOUZIZHESHANGSHUXINXIDEHUOQUYINGYITOUZIZHEZIYUANWEIQIANTI。SIMUJIJINTOUZIZHEFENGXIANDIAOCHAWENJUAN(NEIRONGYUGESHIZHIYIN)XIANGJIANFUJIANYI。

DISHIJIUTIAO [ZAIXIANTEDINGDUIXIANGDIAOCHACHENGXU]MUJIJIGOUTONGGUOHULIANWANGMEIJIEZAIXIANXIANGTOUZIZHETUIJIESIMUJIJINDE,YINGDANGSHEZHIZAIXIANTEDINGDUIXIANGDIAOCHACHENGXU,TOUZIZHECHENGNUOQIFUHEHEGETOUZIZHEBIAOZHUN。QIANSHURENDINGCHENGXUBAOKUODANBUXIANYU:

购彩平台官网 (YI)TOUZIZHERUSHITIANBAOZHENSHISHENFENXINXIJILIANXIFANGSHI;

(ER)MUJIJIGOUYINGTONGGUOYANZHENGMADENGYOUXIAOFANGSHIHESHIYONGHUDEZHUCEXINXI;

购彩平台官网 (SAN)TOUZIZHEYUEDUBINGTONGYIMUJIJIGOUDEWANGLUOFUWUXIEYI;

(SI)TOUZIZHEYUEDUBINGQUERENQIZISHENFUHE《ZANXINGBANFA》DISANZHANGGUANYUHEGETOUZIZHEDEGUIDING;

(WU)TOUZIZHEZAIXIANTIANXIEFENGXIANSHIBIENENGLIHEFENGXIANCHENGDANNENGLIDIAOCHAWENJUAN;

(LIU)MUJIJIGOUGENJUDIAOCHAWENJUANJIQIPINGGUFANGFAZAIXIANQUERENTOUZIZHEDEFENGXIANSHIBIENENGLIHEFENGXIANCHENGDANNENGLI。

第四章 私募基金推介

DIERSHITIAO [TUIJIECAILIAOZERENFANG]TUIJIECAILIAOYINGYOUMUJIJIGOUZHIZUOSHIYONG,MUJIJIGOUDUITUIJIECAILIAONEIRONGDEZHENSHIXING、WANZHENGXING、ZHUNQUEXINGFUZE。

QITARENHEJIGOUHUOGERENBUDESHIYONG、GENGGAI、BIANXIANGSHIYONGSIMUJIJINTUIJIECAILIAO。

购彩平台官网 DIERSHIYITIAO [TUIJIECAILIAONEIRONGJIXINXIPILUYAOSU]SIMUJIJINTUIJIECAILIAONEIRONGYINGYUJIJINHETONGZHUYAONEIRONGYIZHI,BUDEYOURENHEXUJIAJIZAI、WUDAOXINGCHENSHUHUOZHEZHONGDAYILOU。TUIJIECAILIAONEIRONGBAOKUODANBUXIANYU:

(YI)SIMUJIJINDEMINGCHENGHEJIJINLEIXING;

(ER)SIMUJIJINGUANLIRENMINGCHENG、SIMUJIJINGUANLIRENDENGJIBIANMADENGJIBENXINXIJIGAIKUANGMIAOSHU;

购彩平台官网 (SAN)SIMUJIJINTUOGUANRENMINGCHENG(RUWU,YINGYIXIANZHUZITITEBIEBIAOSHI);

(SI)SIMUJIJINDETOUZIFANWEI、TOUZICELVEHETOUZIXIANZHIGAIKUANG;

(WU)SIMUJIJINSHOUYIYUFENGXIANDEPIPEIQINGKUANG;

(LIU)SIMUJIJINDETESHUFENGXIANJIESHI;

(QI)SIMUJIJINMUJIJIESUANZIJINZHUANYONGZHANGHUXINXI;

(BA)TOUZIZHECHENGDANDEZHUYAOFEIYONGJIFEILV;

(JIU)SIMUJIJINCHENGDANDEZHUYAOFEIYONGJIFEILV;

(SHI)SIMUJIJINXINXIPILUDENEIRONG、FANGSHIJIPINLV;

购彩平台官网 (SHIYI)MINGQUEZHICHUGAIWENJIANBUDEZHUANZAIHUOGEIDISANFANGCHUANYUE;

(SHIER)ZHONGGUOJIJINYEXIEHUIGUIDINGDEQITANEIRONG。

购彩平台官网 MUJIJIGOUYINGDANGCAIQUHELIFANGSHIXIANGTOUZIZHEJIESHIFENGXIAN,QUEBAOTUIJIECAILIAOZHONGDEXIANGGUANNEIRONGQINGXI、XINGMU。

DIERSHIERTIAO [JINZHIDETUIJIEXINGWEI]MUJIJIGOUJIQICONGYERENYUANTUIJIESIMUJIJINSHI,JINZHIYIXIAXINGWEI:

(YI)GONGKAITUIJIEHUOZHEBIANXIANGGONGKAITUIJIE;

(ER)TUIJIECAILIAOXUJIAJIZAI、WUDAOXINGCHENSHUHUOZHEZHONGDAYILOU;

(SAN)YIRENHEFANGSHICHENGNUOTOUZIZHEZIJINBUSHOUSUNSHI,HUOZHEYIRENHEFANGSHICHENGNUOTOUZIZHEZUIDISHOUYI,BAOKUOXUANCHUANYUQISHOUYI、YUJISHOUYI、YUCETOUZIYEJIDENG;

购彩平台官网 (SI)KUADAHUOZHEPIANMIANTUIJIEJIJIN,WEIGUISHIYONGANQUAN、BAOZHENG、CHENGNUO、BAOXIAN、BIXIAN、YOUBAOZHANG、GAOSHOUYI、WUFENGXIANDENGKENENGSHITOUZIRENRENWEIMEIYOUFENGXIANDEBIAOSHU;

购彩平台官网 (WU)DENGZAIRENHEZIRANREN、FARENHUOZHEQITAZUZHIDEZHUHEXING、GONGWEIXINGHUOTUIJIANXINGDEWENZI;

(LIU)EYIBIANDITONGXING;

购彩平台官网 (QI)YUNXUFEIBENJIGOUGUYONGDERENYUANJINXINGTUIJIE;

(BA)TUIJIEFEIBENJIGOUMUJIDESIMUJIJIN;

(JIU)FALV、XINGZHENGFAGUI、ZHONGGUOZHENGJIANHUIDEYOUGUANGUIDINGHEZHONGGUOJIJINYEXIEHUIZILVGUIZEJINZHIDEQITAXINGWEI。

购彩平台官网 DIERSHISANTIAO [JINZHIDETUIJIEZAITI]MUJIJIGOUBUDETONGGUOXIALIEMEIJIEQUDAOTUIJIESIMUJIJIN:

购彩平台官网 (YI)GONGKAICHUBANZILIAO;

购彩平台官网 (ER)MIANXIANGSHEHUIGONGZHONGDEXUANCHUANDAN、BUGAO、SHOUCE、XINHAN、CHUANZHEN;

(SAN)WEIJINGYAOYUEMIANXIANGGONGZHONGDEJIANGZUO、BAOGAOHUI、FENXIHUI;

(SI)HAIBAO、HUWAIGUANGGAO;

(WU)DIANSHI、DIANYING、DIANTAIJIQITAYINXIANGDENGGONGGONGCHUANBOMEITI;

购彩平台官网 (LIU)GONGGONGWANGZHANLIANJIEGUANGGAO、BOKEDENG;

购彩平台官网 (QI)WEISHEZHITEDINGDUIXIANGDIAOCHACHENGXUDEMUJIJIGOUGUANFANGWANGZHAN、WEIXINPENGYOUQUANDENGHULIANWANGMEIJIE;

(BA)WEIJINGTEDINGDUIXIANGDIAOCHACHENGXUDEDIANHUA、DUANXINHEDIANZIYOUJIANDENGTONGXUNMEIJIE;

(JIU)FALV、XINGZHENGFAGUI、ZHONGGUOZHENGJIANHUIDEYOUGUANGUIDINGHEZHONGGUOJIJINYEXIEHUIZILVGUIZEJINZHIDEQITAXINGWEI。

第五章 合格投資者確認及基金合同簽署

DIERSHISITIAO [TOUZIZHESHIDANGXING]MUJIJIGOUYINGDANGZIXINGHUOZHEWEITUODISANFANGJIGOUDUISIMUJIJINJINXINGFENGXIANPINGJI,JIANLIKEXUEYOUXIAODESIMUJIJINFENGXIANPINGJIBIAOZHUNHEFANGFA,BINGYINGDANGGENJUSIMUJIJINDEFENGXIANLEIXINGHEPINGJIJIEGUO,XIANGTOUZIZHETUIJIEYUQIFENGXIANSHIBIENENGLIHEFENGXIANCHENGDANNENGLIXIANGPIPEIDESIMUJIJIN。

DIERSHIWUTIAO [FENGXIANJIESHISHU]ZAITOUZIZHEQIANSHUJIJINHETONGZHIQIAN,MUJIJIGOUYINGDANGXIANGTOUZIZHESHUOMINGYOUGUANFALVFAGUI,XUZHONGDIANJIESHISIMUJIJINFENGXIAN,BINGYUTOUZIZHEYITONGQIANSHUFENGXIANJIESHISHU。FENGXIANJIESHISHUDENEIRONGBAOKUODANBUXIANYU:

(YI)SIMUJIJINDETESHUFENGXIAN,BAOKUOJIJINHETONGYUZHONGGUOJIJINYEXIEHUIHETONGZHIYINBUYIZHIDEFENGXIAN、JIJINWEITUOGUANFENGXIAN、JIJINWEITUOMUJIDEFENGXIAN、WEIZAIZHONGGUOJIJINYEXIEHUIBEIANDEFENGXIAN、PINQINGTOUZIGUWENDEFENGXIANDENG;

(ER)SIMUJIJINTOUZIYUNZUOZHONGMIANLINDEYIBANFENGXIAN,BAOKUOZIJINSUNSHIFENGXIAN、LIUDONGXINGFENGXIAN、MUJISHIBAIFENGXIANDENG;

购彩平台官网 (SAN)TOUZIZHEDUIJIJINHETONGZHONGTOUZIZHEQUANYIXIANGGUANZHONGYAOTIAOKUANDEZHUXIANGQUEREN,BAOKUODANGSHIRENQUANLIYIWU、FEIYONGJISHUISHOU、JIUFENJIEJUEFANGSHIDENG。

购彩平台官网 SIMUTOUZIJIJINFENGXIANJIESHISHU(NEIRONGYUGESHIZHIYIN)XIANGJIANFUJIANER。

购彩平台官网 DIERSHILIUTIAO [HEGETOUZIZHEQUERENCHENGXU]ZAIWANCHENGSIMUJIJINFENGXIANJIESHIHOU,TOUZIZHEYINGDANGXIANGMUJIJIGOUTIGONGJINRONGZICHANZHENGMINGWENJIAN,MUJIJIGOUYINGDANGSHENCHAQISHIFOUFUHEHEGETOUZIZHETIAOJIAN。

DIERSHIQITIAO [HEGETOUZIZHEBIAOZHUN]GENJU《ZANXINGBANFA》DISHIERTIAO,SIMUJIJINDEHEGETOUZIZHESHIZHIJUBEIXIANGYINGFENGXIANSHIBIENENGLIHEFENGXIANCHENGDANNENGLI,TOUZIYUDANZHISIMUJIJINDEJINEBUDIYU100WANYUANQIEFUHEXIALIEXIANGGUANBIAOZHUNDEDANWEIHEGEREN:

(YI)JINGZICHANBUDIYU1000WANYUANDEDANWEI;

(ER)JINRONGZICHANBUDIYU300WANYUANHUOZHEZUIJINSANNIANGERENNIANJUNSHOURUBUDIYU50WANYUANDEGEREN。

购彩平台官网 QIANKUANSUOCHENGJINRONGZICHANBAOKUOYINXINGCUNKUAN、GUPIAO、ZHAIQUAN、JIJINFENE、ZICHANGUANLIJIHUA、YINXINGLICAICHANPIN、XINTUOJIHUA、BAOXIANCHANPIN、QIHUOQUANYIDENG。

DIERSHIBATIAO [DANGRANHEGETOUZIZHEHUOMIANQUEREN]《ZANXINGBANFA》DISHISANTIAOSUOGUIDINGDESHEHUIBAOZHANGJIJIN、QIYENIANJINDENGYANGLAOJIJIN,CISHANJIJINDENGSHEHUIGONGYIJIJIN,YIFASHELIBINGZAIZHONGGUOJIJINYEXIEHUIBEIANDETOUZIJIHUA,TOUZIYUSUOGUANLISIMUJIJINDESIMUJIJINGUANLIRENJIQICONGYERENYUANDENGPINGXIANGGUANZHENGMINGWENJIANKEHUOMIANLVXINGBENBANFASUOSHUHEGETOUZIZHEQUERENCHENGXU。

购彩平台官网 DIERSHIJIUTIAO [TOUZILENGJINGQI]ZAIWANCHENGHEGETOUZIZHEQUERENCHENGXUHOU,MUJIJIGOUYINGGEIYUTOUZIZHEBUSHAOYUYITIANDETOUZILENGJINGQI,TOUZIZHEZAILENGJINGQIMANHOUFANGKEQIANSHUSIMUJIJINHETONG。

购彩平台官网 DISANSHITIAO [HUIFANGQUEREN]SIMUJIJINGUANLIRENYINGDANGZAITOUZIZHEQIANSHUJIJINHETONGHOU,ZHILINGBENJIGOUDEFEIJIJINTUIJIEYEWURENYUANYILUYINDIANHUA、DIANYOUDENGSHIDANGFANGSHIJINXINGHUIFANG,HUIFANGGUOCHENGBUDECHUXIANYOUDAOXINGCHENSHU,XUKEGUANQUERENHEGETOUZIZHEDESHENFENJITOUZIJUEDING。WEIJINGHUIFANGQUEREN,SIMUJIJINGUANLIRENBUDEQIANSHUJIJINHETONG。

JIJINHETONGKEYIYUEDING,JINGHUIFANGQUERENCHENGXUDEHETONGFANGKESHENGXIAO。

第六章 自律管理

DISANSHIYITIAO [ZILVJIANCHA]ZHONGGUOJIJINYEXIEHUIKEYIANZHAOXIANGGUANZILVGUIZE,DUIHUIYUANJIDENGJIJIGOUDESIMUJIJINMUJIXINGWEIHEGUIXINGJINXINGDINGQIHUOBUDINGQIDEXIANCHANGHEFEIXIANCHANGZILVJIANCHA,HUIYUANJIDENGJIJIGOUYINGDANGYUYIPEIHE。

DISANSHIERTIAO [BUDANGWEITUODEZEREN]SIMUJIJINGUANLIRENWEITUOWEIQUDEJIJINXIAOSHOUYEWUZIGEDEJIGOUMUJISIMUJIJINDE,ZHONGGUOJIJINYEXIEHUIBUYUBANLISIMUJIJINBEIANYEWU。

DISANSHISANTIAO [YIBANWEIGUIMUJIDEZEREN]MUJIJIGOUZAIKAIZHANSIMUJIJINMUJIYEWUGUOCHENGZHONGWEIFANBENBANFADISHIQITIAOZHIDIERSHIYITIAO、DIERSHISITIAO、DIERSHIWUTIAO、DIERSHIJIUTIAODEGUIDING,ZHONGGUOJIJINYEXIEHUIKEYISHIQINGJIEQINGZHONGDUIMUJIJIGOUCAIQUYAOQIUXIANQIGAIZHENG、XINGYENEIQIANZE、JIARUHEIMINGDAN、GONGKAIQIANZE、ZANTINGSHOULIHUOBANLIXIANGGUANYEWU、CHEXIAOGUANLIRENDENGJIDENGJILVCHUFEN;DUIXIANGGUANGONGZUORENYUANCAIQUYAOQIUCANJIAQIANGZHIPEIXUN、XINGYENEIQIANZE、JIARUHEIMINGDAN、GONGKAIQIANZE、RENDINGWEIBUSHIDANGRENXUAN、ZANTINGJIJINCONGYEZIGE、QUXIAOJIJINCONGYEZIGEDENGJILVCHUFEN。

DISANSHISITIAO [YANZHONGWEIGUIMUJIDEZEREN]MUJIJIGOUZAIKAIZHANSIMUJIJINMUJIYEWUGUOCHENGZHONGWEIFANBENBANFADISHIWUTIAO、DISHILIUTIAO、DIERSHIERTIAO、DIERSHISANTIAO、DIERSHILIUTIAO、DIERSHIQITIAO、DIERSHIBATIAO、DISANSHITIAODEGUIDING,ZHONGGUOJIJINYEXIEHUIKEYISHIQINGJIEQINGZHONGDUIMUJIJIGOUCAIQUJIARUHEIMINGDAN、GONGKAIQIANZE、CHEXIAOGUANLIRENDENGJIDENGJILVCHUFEN;DUIXIANGGUANGONGZUORENYUANCAIQUXINGYENEIQIANZE、JIARUHEIMINGDAN、GONGKAIQIANZE、QUXIAOJIJINCONGYEZIGEDENGJILVCHUFEN。

QINGJIEYANZHONGDE,YISONGZHONGGUOZHENGJIANHUICHULI。

购彩平台官网 DISANSHIWUTIAO [QITAZEREN]MUJIJIGOUZAIKAIZHANSIMUJIJINMUJIYEWUGUOCHENGZHONGWEIFANBENBANFADILIUTIAOZHIDISHISITIAODEGUIDING,ZHONGGUOJIJINYEXIEHUIKEYISHIQINGJIEQINGZHONGDUIMUJIJIGOUCAIQUXINGYENEIQIANZE、JIARUHEIMINGDAN、GONGKAIQIANZE、ZANTINGSHOULIHUOBANLIXIANGGUANYEWU、CHEXIAOGUANLIRENDENGJIDENGJILVCHUFEN;DUIXIANGGUANGONGZUORENYUANCAIQUXINGYENEIQIANZE、JIARUHEIMINGDAN、GONGKAIQIANZE、RENDINGWEIBUSHIDANGRENXUAN、ZANTINGJIJINCONGYEZIGE、QUXIAOJIJINCONGYEZIGEDENGJILVCHUFEN。

DISANSHILIUTIAO [JIAZHONGCHUFEN]MUJIJIGOUZAIYINIANZHINEILIANGCIBEICAIQUTANHUATIXING、SHUMIANJINGSHI、YAOQIUXIANQIGAIZHENGDENGJILVCHUFENDE,ZHONGGUOJIJINYEXIEHUIKEDUIQICAIQUJIARUHEIMINGDAN、GONGKAIQIANZEDENGJILVCHUFEN;ZAILIANGNIANZHINEILIANGCIBEICAIQUJIARUHEIMINGDAN、GONGKAIQIANZEDENGJILVCHUFENDE,ZHONGGUOJIJINYEXIEHUIKEYICAIQUCHEXIAOGUANLIRENDENGJIDENGJILVCHUFEN,BINGYISONGZHONGGUOZHENGJIANHUICHULI。

购彩平台官网 DISANSHIQITIAO [JIJINYEWUWAIBAOFUWUJIGOUDEZEREN]ZAIZHONGGUOJIJINYEXIEHUIDENGJIDEJIJINYEWUWAIBAOFUWUJIGOUJIUQICANYUSIMUJIJINMUJIYEWUDEHUANJIEWEIFANBENBANFAYOUGUANGUIDING,ZHONGGUOJIJINYEXIEHUIKEYICAIQUXIANGGUANZILVCUOSHI。

DISANSHIBATIAO [TOUSUJUBAO]TOUZIZHEKEYIANZHAOGUIDINGXIANGZHONGGUOJIJINYEXIEHUITOUSUHUOJUBAOMUJIJIGOUJIQICONGYERENYUANDEWEIGUIMUJIXINGWEI。

DISANSHIJIUTIAO [CHENGXINJILU]MUJIJIGOU、JIJINYEWUWAIBAOFUWUJIGOUJIQICONGYERENYUANYINMUJIGUOCHENGZHONGDEWEIGUIXINGWEIBEIZHONGGUOJIJINYEXIEHUICAIQUXIANGGUANJILVCHUFENDE,ZHONGGUOJIJINYEXIEHUIKESHIQINGJIEQINGZHONGJIRUCHENGXINDANGAN。

购彩平台官网 DISISHITIAO [XINGZHENGYUXINGSHIZEREN]MUJIJIGOU、JIJINYEWUWAIBAOFUWUJIGOUJIQICONGYERENYUANSHEXIANWEIFANFALV、XINGZHENGFAGUI、ZHONGGUOZHENGJIANHUIYOUGUANGUIDINGDE,YISONGZHONGGUOZHENGJIANHUIHUOSIFAJIGUANCHULI。

第七章 附則

购彩平台官网 DISISHIYITIAO [SHENGXIAO]BENBANFAZIGONGBUZHIRIQISHISHI。

DISISHIERTIAO [JIESHI]BENBANFAYOUZHONGGUOJIJINYEXIEHUIFUZEJIESHI。

上一篇:私募投資基金信息披露管理辦法

下一篇:私募投資基金監督管理暫行辦法